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When a lawyer doesn't measure up to the standards practiced
by skilled lawyers, it is called legal malpractice. If the mistake causes
harm, a lawsuit or claim may be filed to recover financial damages.
Q: What kind of lawyer is able to evaluate
the skills of another attorney?
A: One with experience and competence recognized by other
lawyers. John Blumberg carries the highest ranking that is bestowed
on attorneys by the national rating publisher, Martindale-Hubbell
Law Directory. He is the former chair of the Committee on Rules and
Procedure of Court of the State Bar of California, and is the course
director of the Long Beach Bar Association's Trial Advocacy Institute.
He has been in practice for 28 years and understands the law and what
is to be expected of lawyers.
Q: What is legal malpractice?
A: Malpractice is a word that describes negligence by a professional
person. In rendering legal services for a client, a lawyer must be
competent. To be competent, a lawyer has an obligation to use such
skill, prudence, and diligence as lawyers of ordinary skill and capacity
commonly possess and exercise under similar circumstances. This is
called the "standard of care." When a lawyers services
fall below the standard of care, it is called "legal malpractice."
Q: Does every mistake made by a lawyer constitute
legal malpractice?
A: No. First, the mistake must have been one that a lawyer
of ordinary skill, prudence, and diligence would not have made. Second,
the mistake must have caused harm.
Q: How is harm defined?
A: Injury or harm in a legal malpractice case requires that
the client suffered a tangible, financial loss or a wrongful criminal
conviction. Some examples are loss of the right to file a lawsuit,
dismissal of a valid lawsuit, and losing a case that should have been
won. Nominal damages, speculative harm, or the threat of possible
future harm do not constitute an "injury" in legal malpractice
cases.
Q: Can damages be recovered if legal malpractice caused emotional
distress?
A: Generally, damages are not recoverable for emotional distress.
However, there are a few exceptions, including emotional distress
caused by a lawyers fraud, or breach of fiduciary duties, or
being wrongfully convicted and jailed because of a lawyers negligence.
Q: How does one prove that the malpractice caused harm?
A: If the former case had no merit, a lawyer's negligence
will not turn the former case into a winner. To prove that there would
have been a different result if the case had been properly prosecuted
or defended, the plaintiff in a malpractice case will be given the
opportunity to "retry" the former case . This "re-trial"
is accomplished by presenting the evidence that should have been proved
in the former case to the judge or jury that is deciding the legal
malpractice case. The judge or jury then decides whether the evidence
would have resulted in a better outcome. However, even if the outcome
might have been better, it must be proved that the verdict would have
been collectible from the former defendant.
Q: Why must collectibility be proven?
A: Even if there were admitted negligence in the former case
that would have resulted in a jury verdict for a million dollars,
no damages can be collected from the negligent lawyer if no damages
could have been collected from the former defendant. For example,
a lawyer's negligence resulting in the loss of the plaintiff's right
to sue an insolvent, uninsured, and unemployed driver would not cause
the plaintiff any damage, since no money would have been collected
from the negligent driver, even if the case had been prosecuted to
judgment.
Q: Is it malpractice if a lawyers tactical
or strategic decisions are unsuccessful?
A: An attorneys exercise of judgment is not negligence
unless the judgment falls below the standard of care. For example,
during trial, it is generally accepted that the choice of what witnesses
to call, what evidence to introduce, and whether or not to cross examine
a witness, are exercises of judgment. Nevertheless, if a tactical
decision was foolish, ill-considered, or unduly risky, it may be found
to have been negligent if the attorneys strategy was not based
on informed judgment. As one court once said, "There is nothing
strategic or tactical about ignorance."
Q: If a judge disagrees with a lawyers
interpretation of the law, has the lawyer been negligent?
A: Not necessarily. First, the judges interpretation
may be incorrect. Second, in giving advice, an attorney will not be
held liable for failing to anticipate the manner in which a debatable
point of law will be resolved, so long as the advice given was based
on an intelligent assessment of the problem after reasonable research
was performed. However, bad advice that is given without adequate
research is negligent.
Q: Are expert witnesses necessary to prove a
legal malpractice case?
A: In legal malpractice cases, an expert witness is a lawyer
who is knowledgeable about the skill, prudence, and diligence that
lawyers of ordinary skill and capacity commonly possess and exercise
under similar circumstances. The expert witness must testify that
the lawyer being sued for malpractice did not measure up to the standard
of care required of him or her. In most cases, if this point is not
proven with expert testimony, the malpractice lawsuit will be dismissed
by the court. As a witness, the experts task goes far beyond
the conclusion that the defendant-lawyer did or did not fall below
the standard of care; he or she must lay the foundation for the jurors
to be able to understand the language of the law and the reasons why
actions must be taken or avoided.
Q: What should I do if I suspect that my lawyer
committed legal malpractice?
A: Depending on the situation, you should (1) discuss the
problem with your attorney, (2) obtain your file, and/or (3) consult
an attorney who specializes in legal malpractice cases.
1. Discuss the Problem with your Attorney: If you suspect
that your attorney has caused a problem in your case or gave advice
that caused a problem in a non-litigation matter, you should immediately
make an appointment to discuss the matter with him. Prepare for
the meeting by writing down all of the questions and concerns that
you have. At the meeting, give your attorney the opportunity to
explain what happened. Ask questions if you want further information.
If, for example, your case was dismissed by the court, ask your
attorney why and how it occurred. Ask for copies of all of the papers
that were filed with the court that led up to the dismissal, and
ask your attorney to explain them to you. If you believe, after
you have discussed the problems in your case, that your attorney
did something wrong, you should obtain your file.
2. Obtain your File: If the case is over, you have the right
to your original file from your attorney. The only documents that
the attorney has the right to withhold are those that reflect the
attorneys thought processes, such as internal memos. If the
case is not over, you should ask for a copy of all pleadings and
discovery documents. The attorney has a right to make a copy to
keep, at his or her own expense, and not yours. Even if you owe
the attorney money for fees or costs, the file must be given to
you; delivery cannot be conditioned on your payment.
3. Consult a Legal Malpractice Attorney: The only way to
find out if you have a legal malpractice case is to consult an attorney.
The law governing legal malpractice cases is complex, and it is
best if the attorney has experience in the field. For the appointment,
you should bring the file you obtained from your former attorney,
as well as all papers and documents you gave the attorney or received
from him or her. You should ask a prospective attorney about his
or her experience: How many legal malpractice cases have they handled;
how many have they taken to trial; have they written any articles
or lectured on the subject. Dont be afraid to interview more
than one attorney. What is important is that you are confident in
the attorneys ability and comfortable talking with him or
her.
Q: What will a legal malpractice case cost?
A: Legal malpractice cases are generally complicated.
This is not to say that early settlements never happen; however it is
far more likely that a lawsuit will have to be filed and many hours
devoted to the "discovery" process. A rule of thumb is that
the legal malpractice case will be at least as costly as the former
case, and probably more costly. The reason is that many legal malpractice
cases require that two cases be proved: one case involves whether the
attorney committed malpractice, and the other case involves the presentation
of the former case. This is called "a case within a case,"
and can require nearly twice as much work as a single case. Consequently,
the fees and costs can be significant.
1. Fees: Some cases lend themselves to a contingency fee,
while others might require hourly fees, or a combination of the two.
If, for example, the former case was a personal injury matter that
was handled on a contingency, then it is most likely that the legal
malpractice case would be handled on a contingency. However, because
of the complexity of the case, the contingency fee might be higher;
typical fees range from one-third to 49% of the recovery. If the fees
in the former case were hourly, then the legal malpractice attorney
and the client might agree on either a contingent fee, an hourly fee,
or a combination of the two; e.g., $100 per hour plus 20% of the recovery.
2. Costs: The amount of the costs will depend on the type
of case involved. For example, if the former case was for medical
malpractice, then all of the costs that would have been required in
the medical malpractice case will have to be spent in the legal malpractice
case, since the former case must be proved. Typically, these costs
exceed $30,000 and might amount to $100,000. If, however, the former
matter would not have required numerous witnesses and experts, then
the costs of the legal malpractice case would be incurred for expert
witnesses. Even in a relatively uncomplicated case, it would not be
unusual for there to be a cost of $20,000 to take the case through
trial. Depending on the type of case, the legal malpractice attorney
might agree to advance all costs, or, alternatively, require that
the client advance all costs.
Q: How long do I have to file a legal malpractice
case?
A: An action against an attorney for a wrongful
act or omission, other than for actual fraud, arising in the performance
of professional services shall be commenced within one year after the
plaintiff discovers, or through the use of reasonable diligence should
have discovered, the facts constituting the wrongful act or omission,
or four years from the date of the wrongful act or omission, whichever
occurs first. In no event shall the time for commencement of legal action
exceed four years except that the period shall be tolled during the
time that any of the following exist: (1) The plaintiff has not sustained
actual injury; (2) The attorney continues to represent the plaintiff
regarding the specific subject matter in which the alleged wrongful
act or omission occurred; (3) The attorney willfully conceals the facts
constituting the wrongful act or omission when such facts are known
to the attorney, except that this subdivision shall toll only the four-year
limitation; and (4) The plaintiff is under a legal or physical disability
which restricts the plaintiff's ability to commence legal action. (b)
In an action based upon an instrument in writing, the effective date
of which depends upon some act or event of the future, the period of
limitations provided for by this section shall commence to run upon
the occurrence of such act or event. [California Code of Civil Procedure
§340.6.]
Because the interpretation of the law governing when a legal malpractice
lawsuit must be filed is complex, it is imperative that the client consult
a legal malpractice attorney as soon as he or she suspects that their
attorney caused a problem. If the case is not filed within the time
required by law, any right that the client has to sue their attorney
will be lost.
A true specialist has the ability to see a case from
both sides. Mr. Blumberg has experience defending and prosecuting over
100 legal malpractice cases. He is consulted and retained by other lawyers
to act as an expert witness regarding whether an attorney did or didn't
commit malpractice. He has successfully defended lawyers who were wrongfully
accused of malpractice, and has prosecuted lawsuits against lawyers
whose negligence caused financial harm to their clients.
See these other articles regarding
legal malpractice written by attorney John Blumberg:
Frequently
Asked Questions About Legal Malpractice
Is it Really Legal Malpractice?
For more information about legal malpractice:
Legal Malpractice
Explained
Legal Malpractice Expert Witness Services

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